A Patent Omission

Soviet Buran (left) and US space shuttle (right)

A recent story by the Planet Money team at NPR posed the question: what would happen to business and innovation if there were no patents?

For those who don’t follow the rise and flow of intellectual property law, this has been a trendy subject in recent years. Driven in large part by the complex — and aggressive — litigation between Apple, Google and Samsung over smart phone and software design, many smart people have posited that instead of protecting intellectual property and innovation in market economies, patents and other intellectual property protections have built fortresses around technology and impeded both creativity and economic growth.

There’s certainly an argument to be made for intellectual property reform. (For example, there’s a strange coincidence that copyright protections keep getting extended every time Mickey Mouse stands on the verge of entering the public domain.) But the Planet Money team skips that argument, probably because it would put to sleep their listeners, already bored by their overlong story of 15 minutes. Instead, they pose the much bigger question about no patents at all.

Patents are issued on machines and processes (trademarks and copyrights are on brand designs and creative products) and are issued by every major economy in the world. They provide limited protection to the innovator from unlicensed copying. These are especially important, as Planet Money notes, in software and pharmaceuticals, where development costs are high and production costs are low. Patents have been issued as early as the 15th century and are written into the U.S. Constitution specifically “to promote science and the useful arts”. So the fringe intellectuals who oppose patents, as quoted by Planet Money, believe that every advanced industrial economy that has provided patent protection has been wrong for more than 500 years.

That’s all well and good. But patent opponents are essentially arguing for a case that does not now exist. True, we do that routinely in political (and economic) debate. Try this, we say, it will be better my way. It’s hard to make solid economic arguments using only models because we can’t predict the future. But that’s what the opponents of patents are doing: Trust us.

Except there are several examples from history that the Planet Money team could have explored for the effect of patent-less economies. They simply ignored them. That’s too bad, because the debate over patents seems to come in waves of every 50 years or so. For example, the Netherlands specifically abandoned patents in 1869 but reinstated them in 1912. Germany didn’t adopt patents until 1877, Switzerland until 1907. How did this state of affairs affect these countries’ development? Planet Money doesn’t seem interested.

But probably the best example of a patent-less economy is the Soviet Union. From about 1922 until the collapse of communism 70 years later, the Soviet Union abolished all intellectual property protections. It was a socialist economy — the state owned everything, including ideas. Instead, the government issued “certificates of invention”, a sort of “Hero of Soviet Labor” for innovators that included a small stipend. That way we can measure creativity and innovation in the world’s largest socialist economy.

The results are stark. With the exception of sloped armor, a minor advance in antibiotics, and the AK-47 (for which I can find no record Mikhail Kalashnikov received a certificate of invention), the Soviet Union produced almost nothing new for 70 years. Virtually every major advance the nation built was stolen — aircraft (Tu-4), weapons (atomic and hydrogen bombs), computers and software (5e series, Agat, MOS) and spacecraft (Buran, see above). When the country opened up in the early 1990s, it was clear the advanced parts of the economy trailed the West by 30-40 years. The rest of the country was still living in the 19th century. Socialism was an economic calamity and had its worst effect on the innovative sector. Russia adopted intellectual property protections immediately.

That’s not to say the Soviets didn’t try. As the patent-less nations of the 19th century also did, Soviet innovators sought patent protection abroad for their innovations. The Soviet Union filed for 7,000 patents in the United States during the 20th century — comparable, one observer notes, to an advanced country like Belgium or Austria. (The observer fails to note both countries have a fraction of the Soviet Union’s population). But more importantly, there is little evidence that these patents led to commercialization. That is, despite the recognition of innovation by an advanced economy, the Soviet Union could not market the products — the results of these innovations — in advanced Western economies.

Perhaps Planet Money ignored the Soviet example because the effects of socialism were too distorting. Or maybe its results are so stark it simply pours cold water on the argument that patents hinder innovation and economic development. But it is important to look at this example in part because many patent opponents view them as market inhibitors. Yet in a socialist economy without patent inhibitions — indeed, in the worker’s paradise where the laborer owned the means of production — creativity and innovation died. Lesson learned?

###

###

Russia and the Information Purification Directives

What we are witnessing in Russia and parts of Ukraine has been unprecedented since the consolidation of control after the Bolshevik Revolution in 1917 , (I hesitate with this historical analogy) the collapse of the Weimar Republic, and the occupation of Eastern Europe after World War II: the systematic centralization of the means of communication and the destruction of independent news media and civil society.

This has been long in coming as the Kremlin and its allies have steadily co-opted the press, attacked independent journalists, consolidated control of the Internetunified all organized “political” parties, brought petty prosecution against non-governmental organizations, harassed independent political actors, and persecuted those few remaining who dare raise their voice against the now-raging retrograde, unilithic nationalism sweeping over the country.

Taking all these actions together is a kind of inverted information warfare — a war on information, a purging of all wrongthink, of anything that doesn’t resolutely advance the official ideology of the Center. It’s important to remember the point to this war on information, which is to reinforce political control in the Kremlin. While the state has the means to do this, it is not an expression or exercise of genuine political power — it is a substitute, in the form of brute control, for it.

Observing these actions and watching their culmination, it was impossible, strangely, not to remember the brilliant advertisement for Macintosh broadcast in 1984 (see above). It’s worth quoting the ad’s copy in full (which can be found here, penned by Steve Hayden) which is chilling both in its pitch-perfect mimicry of totalitarian language and for its weird anticipation of the course of current events. We can almost imagine some crude translation of a transcript from a bug on Kremlin walls recording a recent conversation taking place therein:

“My friends, each of you is a single cell in the great body of the State. And today, that great body has purged itself of parasites. We have triumphed over the unprincipled dissemination of facts. The thugs and wreckers have been cast out. And the poisonous weeds of disinformation have been consigned to the dustbin of history. Let each and every cell rejoice! For today we celebrate the first, glorious anniversary of the Information Purification Directive! We have created, for the first time in all history, a garden of pure ideology, where each worker may bloom secure from the pests of contradictory and confusing truths. Our Unification of Thought is a more powerful weapon than any fleet or army on Earth! We are one people. With one will. One resolve. One cause. Our enemies shall talk themselves to death. And we will bury them with their own confusion! We shall prevail!”

Of course, for the advertisement this was meant as an allegorical assault on the great IBM/Microsoft monopoly, but the “Information Purification Directive” could easily be a real mandate from the Duma — the assault on any source of information that does not conform to the Center’s dictation of Truth. “Our enemies shall talk themselves to death. And we will bury them with their own confusion.” This sounds like the pablum that authoritarian and totalitarian governments feed their people: don’t think, we’ll do that for you; the people of so-called free countries are enslaved and overwhelmed by the chaos and disorder of “freedom”. Forfeit the freedom of thought and moral action to us, the state, and in exchange we will take care of you.

While no doubt not all Russians are falling for this line again — let us remember, as even those who live and work in these countries have forgotten, that part of information monopoly is the absence of opposition and alternative narratives — it is amazing (though according to Czeslaw Milosz it should hardly be surprising) how many are signing up for it. See this video posted by Radio Free Europe where a Russian “journalist” — in fact, a paid stooge of the Kremlin, given that virtually all communications in the country are now controlled by state — equates all journalism to propaganda. It is an appalling prostitution of the human mind.

Many observers continue to insist that Vladmir Putin is concerned with international opinion, the position of Russia as a global actor, and the greater glory of his country. This is exactly inverted. His only concern is with Russian domestic opinion, which is the tiger he must ride lest it devour him. Consequently, the only way to change the course of events in Russia and Ukraine is to alter domestic Russian public opinion. (It is no coincidence that the Ukrainian separatists attacked TV stations to broadcast Russian state channels.) This is the challenge facing both the local opposition and anyone trying to help them — the ability to develop alternative narratives, communicate and organize — because all the available means to do so have been coopted and corrupted.

I’m not so naive to suggest this quarter-century-old advertisement provides a realistic model for political development in repressive states. But in its own strange way it goes some of the way to understand the challenge.

###

 

Thinking Through Ukraine

(via The DailyKos)

I was at NATO when Russia invaded its neighbor, Georgia, in August 2008. The action caught anyone not paying attention by surprise. The experts knew it was long in coming. I’m sure the same is for the unfurling crisis in Ukraine, which nonetheless doesn’t help us steer a course away from general war on the Black Sea, the doorstep of the European Union.

At the time of that short, brutal war I remember there were many calls for NATO to intervene and a tremendous amount of frustration that the Allies did not. But a French colleague pointed out to those of us assembled in my division — we were short-staffed during the August holidays — that NATO’s contribution at that point was not to inflame the situation but to defuse it. The European Union, led by French President Nicholas Sarkozy, led the political charge to end the war within a week.

I remember a little-noted post scriptum to that war — NATO’s inadvertent (I think) contribution — that may be useful to keep in mind in this crisis. That was the introduction of the NATO Standing Maritime Group 1 into the Black Sea after fighting had ended. SMG1 entered the Black Sea on a planned and routine patrol — either it was deliberately allowed into this highly primed theater or nobody thought to turn it back — and the Russian reaction was hysterical. After the Russians sank the small Georgian fleet and basically did what they wanted across the country, SMG1 fundamentally altered the force dynamic in the theater. SMG1 really got the Russians’ attention, and it suggests to me that Moscow will never pick a fight with an equal or superior adversary if it can avoid it.

It’s probably obvious, but an excellent commentary by Radio Free Europe/Radio Liberty noted that the territorial grab in Crimea is not an isolated action but opens a second political front for Moscow. The revolution in Kiev was a green light to similarly minded activists in Moscow that thuggish regimes have their weaknesses, especially if the military can be sidelined. By mobilizing the armed forces against Ukraine, Russia both moved to crush the nascent west-leaning government in Kiev and communicated clearly to the domestic Russian opposition what consequences would follow for attempting to duplicate what happened there in Moscow.

This action also plays into the Kremlin’s interests by forcing our eyes off of other crises where it has waning influence, like Syria and Iran. Moscow can continue to back its client state and Damascus can destroy its internal opposition and rebellion (and weaken its neighbors with refugees) while we are diverted by Ukraine and Crimea. But we are powerful enough not to be distracted and must continue to pressure Syria and Iran while also resolving the crisis in Ukraine.

While Russia may look strong at the moment, it’s important to recognize that the country is acting from a position of weakness — and that the country’s action in Crimea is a fundamental and tremendous risk. If the Kremlin fails in Crimea or Ukraine, the weakness of the regime will be virtually impossible to ignore. No amount of propaganda about fighting fascists and the intransigent enemies of Russia will be able to cover for a failure of this kind. And with this failure, the domestic Russian opposition to the Kremlin will feel emboldened to move against the regime just as the opposition did in Kiev. So instead of being in a position of strength, in reality the Kremlin is extremely exposed. When Vladimir Putin fails, he will lose everything. So he can’t afford to fail, which is what makes this crisis so particularly dangerous.

Another reality I learned from the war with Georgia was the entangling nature of Russia’s relationship with the West. I think we were far more worried about this state of affairs than the Kremlin, but it was important and interesting (if not a little infuriating) to stop and deliberate on all the ways that NATO (and more broadly, the United States and the European Union) cooperated with Russia on issues and initiatives of mutual interest. We on the NATO staff literally cataloged all the ways we were working together with Russia, which still has a diplomatic mission on the same compound at NATO Headquarters. At that time, we were working together on overflight rights for resupply to to Afghanistan, nuclear disarmament (both START and the more concrete aspects of securing fissile material), ballistic missile defense, anti-piracy, anti-terrorism, energy security, and the High North. We’re still working with Russia on all those things, more or less — not least or more recent of which was the successful execution of a safe and secure Winter Olympics. All of these issues of mutual interest (and undoubtedly more) are on the table if we escalate this crisis.

It’s important to consider that the political situation in Ukraine may not be as polarized or volatile as it appears. Consider the map at the top of this post. Much as been made about how the country is split between western Ukrainian speakers and eastern Russian speakers. But a view of a linguistic map (and the CIA World Factbook) demonstrates the picture is far more complex than that. First, Ukrainian-speakers and Russian-speakers blend fairly evenly throughout most of the country, especially in Kiev. The exceptions are the extreme west and extreme east. Second, Ukrainian-speakers are the outright majority in the entire country. Only in the south and the far east do Russian-speakers hold something close to an absolute majority, which explains in part why the Kremlin seized Crimea (which includes Sevastopol, home of the Black Sea Fleet), first.

So the larger lesson is: don’t take the linguistic or ethnic divide as concrete or immutable. Nobody has polled the Ukrainians about this situation. Nobody knows how much Ukrainian-speakers and Russian-speakers have intermingled and inter-married. Nobody has even bothered to ask them much about what’s going on in their country. Only the most radical elements are speaking out. Do we want to make decisions about war and peace and secession and rebellion based on what we see on television or have read on the Internet just in the last few days?

What can we do? Other observers, not least of which include individual Allies, have been maddened by the endless emergency sessions of the UN, OSCE, EU and NATO, which have issued a stream of statements but taken no tangible action. Here is what we could do, almost immediately, for Ukraine in its time of need that doesn’t involve military provocation:

  • Deliver $15 billion in loan guarantees to secure the country financially.
  • Grant Ukraine and Georgia Membership Action Plan (MAP) status, fast-tracking the countries for NATO membership.
  • Finalize the Eastern Partnership with the European Union.
  • Prepare to ship LNG to Ukraine (and Romania and Bulgaria).
  • Prepare to airlift humanitarian, medical and food supplies to Ukraine.
  • Impose sanctions on Russia’s leadership.
  • Prepare to close off European trade with Russia.

It’s important to know that the force differential favors Ukraine in the East-West face-off. While Ukraine may be at a disadvantage right now facing Russia, Ukrainians are fighting on their own territory and with the support of the West. A variety of military options are available to NATO and Ukraine’s European backers. I hesitate to offer them here because I am not an operational or regional expert. But suffice to say NATO controls access to the Black Sea and the North Atlantic, and could control at will the airspace over the Black Sea. The Russian Black Sea Fleet is made up mostly of anti-submarine ships, which are vulnerable to surface combatants and aircraft, and as one observer noted, “The Italian navy alone could easily destroy it.” Any action taken by NATO or even by any individual Ally would fundamentally alter the military balance in this nascent conflict to Russia’s detriment.

But getting to a point I made earlier, that’s what makes this conflict so potentially dangerous. Putin can’t afford to lose. And the escalation ladder goes right up to the nuclear trigger. While I think cooler heads will prevail, and I think it’s possible for everyone to fight without drawing in that option, those are the stakes involved. Indeed, that has to be in the back of everyone’s mind, if for no other reason than that was how one proxy war was brought to a close. The 1973 Yom Kippur War ended when the United States put its nuclear weapons on worldwide alert following a Soviet resupply to the embattled Arab armies. The alert got Moscow’s attention, and, not willing to escalate the crisis, both superpowers forced their proxies to the negotiation table. But in this situation, can we be sure the bluff won’t be called?

###

Plenums and Power (Power v. Force III)

A plenum convened in Tuzla, Bosnia and Herzegovina, on February 9, 2014 (via Osservatorio Balcani e Caucaso)

The past two weeks have been astounding to witness in Ukraine and Bosnia- Herzegovina. While I haven’t been able to follow quite as intimately what has happened in Ukraine, media reporting from that country has been very good. In Bosnia I have several friends, and I heard my colleague and friend Jasmin Mujanovic, a New York-based academic (and apparently inexhaustible tweeter), speak on a panel yesterday to a packed house at George Washington University’s Elliott School of International Affairs about the dynamic events in that country.

It’s been very interesting to note the similarities, as Jasmin’s co-panelist Janusz Bugajski did yesterday, between the two countries. In both countries, citizens took to the streets to protest a sclerotic and unresponsive political system, widespread and petty corruption, and a sluggish economy. In Ukraine and Bosnia, people want closer ties to Europe and the West (if not necessarily the European Union).  I would note, as Gene Sharp has noted, that initial protests were sparked — or helped organizers to consolidate demonstrations — around a singular provocative event. In Ukraine, it was President Viktor Yanukovich’s refusal to proceed with closer ties with the European Union that brought thousands of people onto the street. In Bosnia, it was the federal parliament’s inability to issue identity papers and passports, effectively rendering a new generation of children identityless, that brought thousands of mothers out to demonstrate.

And critically, in both countries peaceful demonstrations were set upon by overreactive security services to which the protesters reacted violently. In Bosnia, protesters attacked municipal buildings in almost every major city in the country. In Ukraine, protesters stood their ground and fought back against the security services. In both cases, there were echoes of the first response against Egyptian security in Tahrir Square, when the people had just enough power to counter the force of the government to prevail. This is an important, if unsettling, development. Because in both cases, the government may still have the monopoly of force. It depends entirely on whether the military will side with the government or stay off the domestic battlefield.

But here the two countries diverge. In Bosnia, the initial violence almost immediately abated. It’s clear from those I’ve heard from that seeing the burning buildings reminded too many of the war from 20 years ago and peace was quickly restored. This is an extraordinary development. The Bosnian army or, for that matter, the small European Union force contingent in the country, was never called up.

In Ukraine, it appears that Western pressure — public calls by US civilian and military officials and their counterparts in the European Union and NATO, all of which have worked diligently during the past 20 years to build strong institutional and personal relationships with Ukraine’s military establishment — paid off by keeping the Ukrainian army (for now) out of the political power struggle. That kept bloodshed to a minimum, at least, and avoided the precedent we’ve seen in Egypt of making the military establishment a political kingmaker or outright ruler in the country.

Unfortunately, while the Ukrainians figured out a way to counter the initially violent response of the state, and in such a dramatic way, this essentially means there is no rulebook for the way forward in the country. The opposition, now in control of Kiev and, presumably, the western part of the country, could reach out to the Russian-leaning east  and Crimea. But if divisions in the country become acute there is no precedent for the peaceful sharing of power across the entire country. If Crimea wants to join Russia or parts of the country want to break away or become autonomous, it may require the army to enforce union. And why not? Kiev was defended with force and won fairly the same way — that is to say, violently.

But in Bosnia something more astonishing took place and continues to take place. People have abandoned violence entirely to assemble spontaneously in municipal “plenums” and issue collective demands to their own local authorities. This has led to the resignation of at least five cantonal governments. Bosnia’s “federal” government structure, imposed by the Dayton peace accords, is Byzantine and bloated to an extreme. Exhausted and exasperated by this internationally imposed, ethnically dominated, and thoroughly corrupt system, Bosnians are now asserting their own, direct, democratic axis of power to demand that their government respond to them and their needs.

It is important to note, particularly in the context of the regional and linguistic divide in Ukraine, that the protests in Bosnia have asserted themselves as Bosnian rather than ethnic, religious or linguistic. This is a critical development. While limited to the Federation, Bosniaks and Croats have reached out to Serbs in the Republika Serpska and have been rewarded by several individuals and organizations rallying to them in reaction to a political system that helps none of them and punishes all of them equally. While I’m sure there are some who are trying to make the same argument in Ukraine, I think the dividing line is far more stark in that country.

While the concept of the assembly is as old as democracy, it is amazing that the Bosnian plenum is so fresh and new to this wave of popular uprisings against thuggish and sclerotic regimes. De Tocqueville wrote admiringly of American civil society and our town hall culture. Hannah Arendt wrote about citizens’ assemblies (she unfortunately wrote about the early “soviets”) as a unique expression of democratic power and direct governance. She also wrote about the concept of politics as an open space where people could gather to discuss issues of common concern — the more open, the more free and dynamic a political space is. That is exactly what we are witnessing in the Bosnian plenums.

What makes them more extraordinary is that the plenums themselves are opening a political space between the people and their own, nominally democratic and elected governments. The Dayton constitution, exacerbated by ethnic chauvinism and sheer political myopia, had simply closed off politics to most Bosnians. The plenums have very effectively crowbarred open the political space again. Where once we saw Solidarity seated on one side of the round table from the Communist Party in Warsaw — forcing the political space open between the people and their government — today we see the Bosnian plenums assembling down the street from the governments that purport to represent them in Sarajevo, Tuzla,  Zenica and elsewhere.

As a result, I am more optimistic about events in Bosnia than I am in Ukraine. I am not fatalistic about what will happen on the Black Sea, but I am concerned that the recourse to violence there will beget more violence. The protesters in Bosnia recognize their power in the plenum.  That is an extraordinary, unique and genuine contribution to political and democratic development that, if successful, should be a model for us all to emulate.

###

Lessons from Robben Island

Nelson Mandela repairing prison clothes on Robben Island in 1966 (via ezakwantu.com)

I visited Robben Island, South Africa’s prison colony off the Western Cape, more than a decade ago when I was in South Africa with the woman who would become my wife. Then as today it is a national heritage site and it is a physical part of the extraordinary life of Nelson Mandela, who died yesterday at age 95.

Nothing is inevitable about the political development in complex societies, and fortunately the commentary about Mandela’s crucial contributions to South Africa’s transition to democratic rule have emphasized his unique abilities as conciliator and canny politician.

I remember the day he became president realizing, in 1994, that he had been in prison longer than I had been alive. I thought, How does anyone do anything under those circumstances? In 1963 he barely escaped a death sentence with his friends only to be condemned to a life term. He said he was willing to die, but how could he give his life when he was condemned to prison exile? It is important to remember he was just one man: thousands of unnamed and unsung prisoners joined him in punishment for protesting apartheid. How did they endure the uncertainty of their actions?

The tour of Robben Island is guided in part by former inmates. I was immediately struck by one of them who thanked those who visited for the international boycott that punished his country and, as some have argued, hurt black South Africans most of all during the divestment years. It was important to hear, and I learned a few things, then and now, about supporting the long walk to freedom — in South Africa and elsewhere.

Sanctions work. Economic boycotts, divestment campaigns, industrial action, coordinated sanctions — these bring real pain to regimes and nations we want to bring to heel. We’ve seen this in South Africa, Burma, now (hopefully) Iran.  Interestingly, fellow Nobel laureate Lech Walesa — who visited Washington this week on the occasion of his 70th birthday — argued that it was the deliberate economic impact of the Solidarity protests as much as the political effects that forced the communist authorities to negotiate their way out of power in 1989. Constant strike actions and work stoppages at the Gdansk shipyards, ironworks, and factories, meant that what little industrial output Poland could boast in the Comintern was at the mercy of the workers. This was an economic disaster in a country that couldn’t produce enough to eat, never mind politically untenable in the workers’ paradise. It’s a shame, of course, that somebody as forceful and articulate on the dehumanizing nature of communism as Ronald Reagan couldn’t bring the same moral clarity to the brutalizing inhumanity of apartheid.

Gestures are important. Mandela talked about the importance of the salute by Tommie Smith and John Carlos at the 1968 Olympics (it is interesting to note that fellow medalist, the Australian Peter Norman, also joined in the protest by wearing a badge to show solidarity with Smith and Carlos and also to protest official Australian policy). While it is easy to dismiss the empty, effect-less, “political gesture” — the op-ed, the speech, the demonstration, the outburst — they are incredibly important to maintain morale for those who are engaged in political struggle against authority or enormous odds, and acutely so if they are in prison. Official gestures are even more important. When the United States takes sides, or defends individual dissidents, the effect is tremendous. They are always worth the political risk. Speeches by John F. Kennedy and Ronald Reagan at the Berlin Wall, when they leaked to the other side, told those living under communism that we understood their reality.  But if the United States is tepid, or “balanced,” fighters for freedom can smell equivocation. Their reaction breeds resentment, suspicion and cynicism.

Information is ammunition. One amusing but poignant story told during our Robben Island visit involved the insatiable need for information among the political prisoners. They were at the head of the revolution in South Africa, but the authorities cut them off from all news and virtually all communication from the outside world. They were not just news junkies: to be effective and relevant, they had to know what was going on. And information was vital to their morale. Any sign from the outside that they were recognized, that the struggle was continuing, made their experience worth enduring.

The story was this. A priest came to lead a prayer session with a group of inmates. He arrived with an attache case, which he left casually open on a chair next to him at the front of the room. The priest invited an inmate to lead them in prayer, which he promptly did by going to the front of the room on the other side of the chair. He peeked inside the attache case and saw a newspaper. He immediately asked everyone to close their eyes and bow their heads in prayer. As soon as he was convinced everyone had closed their eyes, he pinched the newspaper and led the prayer.

President Barack Obama, in his remarks on the death of Nelson Mandela, said he spent his life studying the great man and would continue to do so. In Mandela there is the ennobling experience of an entire nation. Indeed, as we found on Robben Island, there is much more to be learned not just from him, but from the whole country.

###

American Republic, Now Available from Amazon

I’m pleased to announce that my book, American Republic: Essays on the Nature of Politics, is now available in Kindle and paperback from Amazon.com.

American Republic includes the original book, plus three essays that first appeared on this site: “The Plastics and the Political,” “Faith, Politics and ‘The West Wing,'” and “Democracy and Political Language”. 

The Kindle format retails at $6.95 and the paperback is also available for $12.99.

The paperback is also available direct through the publisher, and we hope to have it available through Barnes and Noble and in other book stores soon.

###

Smith-Mundt Retool is Great News for Voice of America

Ronald Reagan spoke often through VOA during his presidency (via Alvin Snyder, no relation)

The Smith-Mundt Modernization Act recently went into effect, which has public diplomacy wonks and civil liberties experts worried about the loosening of the 1948 law that both established the Voice of America (VOA) and limited its ability to “propagandize” American citizens. (They may have forgotten for a moment that just as quietly the Defense Department began making available its own Armed Forces Network broadcasts on the Pentagon Channel, available now to most cable providers.)

But this domestic access is great news for the Voice of America, the embattled foreign broadcast arm of the U.S. government. Because now that American broadcasters, cable networks and satellite dish service providers – and who knows, Hulu? – can have access to VOA shows, the Voice will at last be able to build a domestic audience. And with that, a political constituency, which is critical to how the broadcaster survives and flourishes.

For those not familiar with the Smith-Mundt Act, the law established the Voice of America and several affiliated “grantee” entities – eventually Radio Free Europe/Radio Liberty, Radio Free Asia, Radio/TV Martí, and the Middle East Broadcasting Network – after World War II under the U.S. Information Service to broadcast news and commentary to parts of the world that either lacked a robust press or whose press was completely controlled by their governments. It is a sad state of affairs that VOA is still needed after the Cold War. But as a result it has a devoted audience of tens of millions around the world. In fact, in reach and languages, VOA and its contact affiliates, VOA rivals the BBC. The Broadcasting Board of Governors puts its audience at 203 million weekly in more than 45 languages.

But for those who know and love the BBC for its programming (I’m thinking of you, Downton Abbey fans), and were delighted to hear the BBC World Service on AM radio while abroad, there the similarities end. The BBC is virtually a media monopoly in Great Britain, and its foreign broadcasting arm takes full advantage of that position. VOA, on the other hand, is not even a foreign extension of PBS or NPR (themselves wholly independent 501(c)(3)s funded indirectly, and in part, by the Corporation for Public Broadcasting), and which hardly have the enviable position in the United States that the BBC has in the United Kingdom. But in this context, the VOA’s achievement abroad is all the more extraordinary.

Unfortunately, because it has no domestic presence, the Voice has virtually no public exposure – and as a result, no one willing to fight for it – in the United States. As an example, when I visited VOA headquarters in Washington as a tourist last year, I joined a group that included an American family from New England – NPR affiliate broadcasters, no less – and an Iranian-American couple who brought their in-laws from Tehran to visit. The New Englanders were hazily familiar with the Voice. The Iranian/American family were huge fans, particularly of VOA’s “Daily Show”-like weekly broadcast “Parazit”. This was the young couple’s third visit to the headquarters. If anyone would go to the mat for VOA, it would be the visitors from Iran. But they don’t have a vote in Congress.

State-side broadcasting could build that kind of fan base – a domestic, voting constituency – for the Voice in the United States. With more people watching and invested in VOA’s mission and programming, more resources will be in the offing. And with that, any concern about “propagandizing” will evaporate as well. The Voice has never been a propaganda outlet – it hires the best journalists in the world, and its reportorial mandate is above reproach – and it couldn’t give the BBC such a run for its money if it were. Anyway, an American audience would sniff out propaganda right away. But especially for the growing immigrant communities in the United States, who crave news from the old country, the Voice will provide them information they have a hard time coming by. That investment will help keep the Voice relevant and strong amid the increasing din of rumor and hearsay that constitutes international news coverage.

###

Politics, Propaganda and Pornography on the Web in China

China Daily front from May 2012

A recent New York Review of Books post by Perry Link is worth reading to learn the lengths and depths to which the Chinese government will go to control content and opinion on the Internet in that country.  China has learned to embrace the Internet in some ways, recognizing that the government in some sense can’t live without it and can’t deprive the people of it. But the central authorities view the Internet in much the same way that the Nazis and Soviets viewed the emerging art and technology of the movies in the 1930s: as a powerful tool to augment propaganda, which is, in the mordant definition of Hitler message man Joseph Goebbels, “a means to state control”.

Link is drawing attention to the work of his colleague Xiao Qing at the University of California, who has received, archived and catalogued thousands of “directives” from China’s propaganda officials to central and regional news and Internet officials to play up, play down, censor, muzzle, close comment, applaud or condemn various bits of information that are vacuumed up in the social space of the Chinese Intranet. It is impossible to read these directives and not think of Winston Smith, alone at his cubicle next to the memory hole, carrying out similar directives in the Ministry of Truth. Indeed, Xiao calls his unofficial repository the Ministry of Truth. He provides an extraordinary glimpse inside perhaps the largest and most sophisticated propaganda machinery in the world.

Link, an academic and translator of Charter 08 into English, provides some additional insights based on a conference that Xiao hosted last month in Berkeley that included several additional scholars who helped analyze his archives. The insights they brought are additionally worth reading, if for no other reason than it is an additional reminder that we do not bring every perspective required to this material. Perhaps the most important insight rendered is this:

“One of the principal aims of the government directives is to prevent unapproved groups from organizing through the Internet (noted as “incitement,” “gatherings,” etc.); some of the scholars argued that this goal is even more fundamental than prevention of negative comment about the Party.”

That is, among the government’s top priorities in Internet control is not censorship for its own sake but to break up any nascent attempts at independent organization, which is the true and ultimate threat to the government’s control. Information, opinion and communication do not undermine the government on their own, but by how they help individuals understand, come together, and take collective action. No wonder, as Link notes, the government has lumped “political speech” in the same web category as pornography as “unhealthful to society”.

Another chilling observation in the age of the NSA revelations relates to the activity of Xinhua, the Chinese state news agency. In a country where all media is state-controlled, Xinhua is effectively an open-source intelligence agency. The Internet has changed that, Link notes. Ten years ago, Xinhua’s mission, in part, was to report to China’s leadership on its own population. In the Internet era, it no longer needs to do that – the people are in effect reporting on themselves through social media, chat rooms, comment boxes and microblogs. The government only needs to read them to understand their subjects.

That’s a Thought Police even Orwell didn’t imagine.

###

Egypt’s Attack on Civil Society — and Politics

(via DeutscheWelle)

Today’s prison sentences by an Egyptian court in the case of several democratic activists in the country has rightly drawn attention to the 43 defendants – including 16 Americans, two Germans, and more than dozen Egyptians – who face jail terms for engaging in civil action in the country in the days before the country’s revolution. Egypt’s road to democracy in the aftermath of Hosni Mubarak’s overthrow has not been straight or level, and this sentencing both harkens back to the old regime and reinforces the emerging authoritarian tendencies of his elected replacement, Mohammed Morsi, by intimidating and weakening the civil society opposition all healthy democratic societies need to flourish. It is, effectively, an attack on democratic politics itself.

That point has been lost in the important focus on the individuals threatened by arrest and prison terms. Handed down with the sentences were the forced closure and asset forfeiture of five foreign civil society non-governmental organizations: Freedom House, the National Democratic Institute, the International Republican Institute, the International Center for Journalists, and the Konrad Adenauer Foundation. All of them are American, except for the well-respected Konrad Adenauer Foundation, which is German.

“The foreign NGOs were always the backbone of Egypt’s civil society,” Noha El Sebaie told Germany’s DeutscheWelle. Countries like Egypt, with infant democratic governing structures and even more fragile civil society, need international NGOs like Konrad Adenauer and NDI or Freedom House and others to build capacity and confidence in the next generation of leadership. I saw the result of this myself in Central and Eastern Europe after established Western European and American NGOs built policy beachheads in the early 1990s to support the equivalents of intellectual start-ups. The young, enthusiastic leadership of those new organizations gained the experience, knowledge  and contacts to build democratic governments and write good policy as a result.

That should happen all over the Near East now. But the revolution is not complete in those countries and antipolitical interests, whether revanchist or out of reflex, are attacking these Tocquevillian cornerstones of newly democratic societies.  We’ve already seen this in Russia as the Kremlin harasses and attacks NGOs and the media, closing the political space block by block. The same goes for countries like Belarus and Venezuela, who see open political debate not as an opportunity but a threat to control.

It’s important to remember that behind each one of the extraordinary, dynamic individuals sentenced in Egypt is a democratic institution they helped build and sustain. The Egyptian trial court, and likely also the regime, knows that with both of them gone, central political control got a little easier.

But there is a chance to make this right. The Egyptian court of appeal could vacate the ruling and the sentence. That would be a triumph for the law, for these activists, and for politics in an increasingly free and democratic Egypt.

###

What The Washington Post gets wrong about The Daily Show in China

The April 9 Washington Post ran this blog post by Max Fisher about the unprecedented  number of video viewings in China of a recent Daily Show segment on North Korea. (You can watch the original clip Daily Show clip here. I’m having trouble embedding.)

The Chinese web portal Sina reposted the segment, importantly with subtitles, racking up more than three million views (and counting) – more than any other Daily Show segment short of a 2008 bit about Sarah Palin.

Unfortunately Fisher draws exactly the wrong conclusion about Chinese public opinion and viewing habits based on this single data point. He suggests that the surge in popularity indicates the average Chinese citizen’s frustration with the country’s belligerent ally, and insinuates a popular divergence from official foreign policy supporting North Korea and its young leader, Kim Jong-Un.

This is far too much to draw from this incident. Fisher is first of all comparing China’s viewership to the Daily Show’s normal audience, which is mostly American and at 300 million its fullest potential is almost a quarter the size of China’s population. Also, a cursory glance at the Sina site shows that the most popular segment on the site has views of nearly twice The Daily Show’s segment at around six million views. (I would nonetheless discount some comments in Fisher’s thread that three million views is a tiny slice of China’s population because that is not a statistically relevant or sound measure of the Chinese population in any event. It can only be measured against other views.)

But most important, Fisher provides no context or public opinion data for his assertion that this viewership represents a particular rancor about a specific policy. In a country where corruption, pollution, economic inequality, poverty, censorship, arbitrary seizures and state surveillance are pervasive, China’s policy toward its small, pugilistic neighbor cannot rank very high in public concern.  It is not even clear from the Sina site that the Chinese people are even particularly well-informed on this issue. (If China’s English propaganda mouthpiece, China Daily, is any measure, the government has not spoken often or very directly about the mounting crisis in North Korea recently.)

So why is The Daily Show segment suddenly so popular? The important context to understand this phenomenon is the Sina site itself, China’s great Firewall, and the government’s total control of all media, including the Internet, inside the country. This segment was not posted freely – that is, it was posted for a reason – but that doesn’t make its existence in China any less interesting or exciting. Another cursory glance at the Sina site makes The Daily Show stand out even more: this is satire – cutting, anti-authoritarian satire – in a country that brooks no political dissent.

Given that context, Jon Stewart practically explodes off the Chinese web. Against the drab greys of state propaganda, The Daily Show contrasts in psychedelic Technicolor. This is the Web-TV equivalent of stumbling across jazz in 1960s Moscow or rock’n’roll in 1970s Prague. The Daily Show perfectly captures what’s missing in a society where the government dominates all creative and political expression.

That is why this segment is so popular: it is so unusual in a country that normally does not tolerate questioning of authority, much less mocking it. Fisher gets this very wrong, and it is important that we don’t draw the wrong conclusions about what the Chinese people think and know and feel.

###